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Mao, Stalin and the Korean War


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Table of Contents

Introduction 1. Stalin: From Yalta to the Far East 2. Korea - The Evolution of Soviet Postwar Policy 3. China - Twists and Turns of Soviet Postwar Policy 4. Paving Mao's Road to Moscow 5. Mao's Trip to Moscow 6. Stalin Reverses His Korea Policy 7. North Korea Crosses the 38th Parallel 8. China Decides: "Whatever the Sacrifice Necessary" 9. A New Stage in Sino-Soviet Cooperation

About the Author

Author Shen Zhihua is professor of history at East China Normal University and Director of the Cold War History Studies Center on the Shanghai campus. He is also an adjunct professor of history at Peking University. He is author of several books on the cold war in Chinese. Translator and Editor Neil Silver is a retired U.S. diplomat who worked in, on and around China. He served in embassies in Beijing, Tokyo, and Moscow, including as Minister-Counselor for Political Affairs in Beijing and Tokyo, and, in the State Department, worked on Chinese, Japanese, Korean, and Southeast Asian affairs.


"Shen has been at the forefront of Cold War studies in China, where he founded the Center for Cold War Studies at the East China Normal University in Shanghai in 2000. Through his painstaking and indefatigable efforts, he has pushed the frontier of our knowledge of China's role in the Korean War further than anybody else. Now, thanks to Neil Silver's excellent translation, Shen's seminal work on the Korean War has been made available to non-Chinese-speaking readers." - Qiang Zhai, University in Montgomery, China Review International

"A translation of a study published a decade ago in Chinese, provides a useful reminder of the continuing utility of old fashioned approaches, as well as their limitations... Through a meticulous reconstruction of the available evidence on what Soviet, Chinese, and North Korean diplomats and decision-makers said to each other, Chinese scholar Shen Zhihua provides a vivid account of the origins and course of the Korean War from the Communist side, especially the period before the commencement of armistice negotiations in July 1951." - Dr. William W. Stueck, Department of History , The University of Georgia, U.S.A., in e-International Relations, 2012

"Shen Zhihua is one of China's foremost Cold War historians, [known for his] unusually dispassionate and archive-based treatment of a politically sensitive episode in China's modern history, its so-called 'War to Resist America and Assist Korea.' Now, thanks to translator Neil Silver, a retired US diplomat, Shen's illuminating writings on the Korean War are accessible to readers in English. Drawing on Soviet archives, Shen reconstructs the mind of Joseph Stalin as he plotted a course that put "Greater Russia's" national security interests first, but did so in the language of Communist internationalism and solidarity. Even more fascinating is Shen's attempt to explain Mao Zedong's attitude toward Stalin and strategic thinking behind joining the North Koreans in their fight against the US. Explaining Beijing, Shen is on even surer footing, and thinner ice, due to his combing of Chinese diplomatic sources. Shen's boldest thesis is that Stalin gave Kim Il Sung a green light to invade South Korea out of frustration that the Soviet Union had to give up control of an ice-free Pacific port in the Sino-Soviet Treaty of 1950 - in other words, that the Korean War was indirectly caused by Communist China's ability to negotiate with the Soviets as equals! Stalin expected the Chinese to back up the North Koreans if the US sent troops - exactly as ended up happening." - John Delury, Department of International Studies, Yonsei [Seoul] University, in Global Asia: A Journal of the East Asian Foundation, December 2012

"Shen's narrative underscores the agency and choices of Beijing, and this realization, in turn, enables today's [Chinese] readers to question the dominant narrative, and to find historical roots for a non-Communist China that has been emerging since the 1990s. In this sense, this book can be read not just as a historical inquiry, but also as a contemporary expression of an intellectual struggle to reframe history in order to make sense of China's changing society, today. Perhaps, this explains why the book has attracted a large readership in China, selling approximately 100,000 legal and illegal copies since the publication of the Chinese version. This book, then, is not just for historians of the Korean War and Sino-Soviet relations in the 1950s, but for contemporary China-watchers observing and analyzing today's China." Masuda Hajimu, National University of Singapore, in the "Journal of American-East Asian Relations" 19 (2012) 3-4.

"The publication of Shen Zhihua's Mao, Stalin and the Korean War marks a significant advance in English-language literature on the Korean War.... [Shen] provides a much fuller picture of Beijing's decision to intervene than scholars have previously been able to construct.... Neil Silver's highly readable translation ... includes a useful introductory essay by Yang Kuisong of Beijing University, who takes issue with some of Shen's conclusions regarding Stalin's motives for starting the war. With regard to China's decision to intervene, however, Yang concludes that Shen's account is "convincing, logical, dramatic, and on target". Indeed, this path-breaking book is both fascinating and essential reading for all scholars interested in the recent history of Northeast Asia." - Kathryn Weathersby, H-Diplo, H-Net Reviews, April 2013

"[Shen Zhihua's] analysis of the making of the Sino-Soviet alliance - and the author is one of the world's foremost authorities on the subject - is insightful and quite detailed.... [T]his is one of the analytically strongest and most-well researched books on the ... Korean War.... [The translator's] valuable contribution to the internationalization of such outstanding scholarship will certainly win appreciation [among] historians of China's foreign relations and the global Cold War." - Sergey Radchenko, University of Nottingham Ningbo China, in H-Diplo Roundtable, June 2013

"Shen has produced a very valuable book. He is particularly good at placing these evenings in their Sino-Soviet contexy. His conclusions are based on a large number of archival sources, both Russian and Chinese, and his copious use of block quotes will be a major attraction for those looking for a good textbook for advanced-level students. Neil Silver has also produced a clear and crisp translation, which ,aes this a very readable book. I, for one, will certainly be using it for teaching." - Steven Casey, London School of Economics, in Diplomacy and Statecraft

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